Trade Compliance Statement

Effective Date: January 2026
Last Updated: January 2026

Corporate Governance

NewBreed Global

This Trade Compliance Statement reflects NewBreed Global's commitment to supporting lawful international trade, responsible logistics coordination, and ethical global commerce.

Purpose

International trade depends upon trust, transparency, and compliance with applicable laws and regulations.

NewBreed Global recognizes that responsible logistics coordination requires awareness of trade compliance obligations and a commitment to conducting business with integrity.

This Statement outlines the principles that guide our approach to international trade and commercial logistics.

Our Commitment

NewBreed Global is committed to supporting lawful international commerce by:

Conducting business ethically and professionally.

Respecting applicable trade laws and regulations.

Promoting transparency throughout commercial transactions.

Supporting responsible logistics coordination.

Encouraging accurate documentation.

Building trusted relationships across the global supply chain.

Compliance is a shared responsibility among all parties participating in international trade.

Scope

This Statement applies to NewBreed Global's logistics coordination, vessel charter support, transportation planning, due diligence activities, and related professional services.

Depending upon the scope of a specific engagement, NewBreed Global may coordinate with clients, transportation providers, inspection companies, terminals, financial institutions, and other commercial stakeholders.

Applicable Trade Requirements

International transactions may be subject to laws relating to:

Customs requirements.

Export controls.

Import regulations.

Maritime transportation.

Economic sanctions.

Trade documentation.

Commercial licensing.

Environmental requirements.

Financial crime prevention.

NewBreed Global encourages all parties to understand and comply with their respective legal obligations.

Commercial Documentation

Accurate documentation contributes to efficient and responsible international trade.

Where appropriate within the agreed scope of services, NewBreed Global seeks to promote:

Accurate commercial information.

Clear communication.

Consistent documentation.

Responsible recordkeeping.

Timely coordination among transaction participants.

The preparation and legal accuracy of commercial documents remain the responsibility of the parties issuing those documents unless otherwise agreed in writing.

Sanctions Awareness

NewBreed Global supports compliance with applicable sanctions laws and regulations.

Where appropriate, we may consider sanctions-related risks as part of our commercial due diligence and logistics coordination activities.

However, clients remain responsible for ensuring that their own transactions comply with applicable sanctions and trade restrictions.

Anti-Money Laundering Awareness

NewBreed Global supports responsible business practices designed to discourage fraud, financial crime, and other unlawful commercial activity.

Where appropriate, reasonable commercial due diligence may be performed to promote responsible business relationships.

NewBreed Global is not a financial institution and does not provide anti-money laundering compliance services unless specifically agreed in writing.

Shared Responsibility

Successful international trade requires cooperation among:

Buyers

Sellers

Transportation providers

Vessel owners and operators

Inspection companies

Financial institutions

Legal advisors

Customs professionals

Government authorities

Each participant remains responsible for fulfilling its own contractual and legal obligations.

Continuous Improvement

International trade regulations continue to evolve.

NewBreed Global is committed to continually strengthening its knowledge, business practices, and professional relationships to better support responsible global commerce.

Contact

Questions regarding this Trade Compliance Statement may be directed to:

NewBreed Global
601 Carlson Parkway, Carlson Center, Suite 1050
Wayzata, Minnesota 55305 USA

Email: [email protected]*
General Email: [email protected]
Phone: +1 (866) 477-6299

*Until a dedicated compliance mailbox is established, inquiries may be submitted through [email protected].

Our Commitment

NewBreed Global believes that responsible international trade depends upon integrity, transparency, and cooperation. By supporting sound trade practices, encouraging responsible documentation, and coordinating logistics with professionalism, we help strengthen confidence throughout the global supply chain while recognizing that compliance is a shared responsibility among all participants.